| Announce Date [Date of Effective Change] |
Buyer/Seller Name [Type*] |
S/W/U ** | Bought/(Sold)('000) | Price($) | After Trade | Note | |
| No. of Shares ('000)*** | % Held *** |
||||||
| 13/11/09 [12/11/09] |
Ang Ah Nui [DIR] | S | 9,047 | - | 195,599 | 65.29 | Note
Remarks
The change in percentage level was due to (a) purchase of 4,517,000 shares by Mr Ang Sin Liu through open market during the period 10 December 2007 to 10 March 2009; (b) purchase of 100,000 shares by Mr Ang Kok Eng through open market on 7 October 2008; (c) purchase of 100,000 shares by Mr Ang Kok Tian through open market on 8 October 2008; and (d) purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. The percentage before the change is calculated based on the Company's issued shares of 296,900,000(excluding treasury shares) on 25 October 2007 whilst the percentage after the change is calculated based on the Company's issued shares of 299,604,002(excluding treasury shares) as at 13 November 2009. The number of shares in direct interest remained the same. The number of shares in deemed interest increased by 9,047,000 due to (a) purchase of 4,517,000 shares by Mr Ang Sin Liu through open market during the period 10 December 2007 to 10 March 2009; (b) purchase of 100,000 shares by Mr Ang Kok Eng through open market on 7 October 2008; (c) purchase of 100,000 shares by Mr Ang Kok Tian through open market on 8 October 2008; and (d) purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 65.29% of the Company. |
| 13/11/09 [12/11/09] |
Ang Kok Eng [DIR] | S | 4,330 | - | 195,599 | 65.29 | Note
Remarks
The change in percentage level was due to purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. The percentage before the change is calculated based on the Company's issued shares of 299,589,002(excluding treasury shares) on 31 March 2009 whilst the percentage after the change is calculated based on the Company's issued shares of 299,604,002(excluding treasury shares) as at 13 November 2009. The number of shares in direct interest remained the same. The number of shares in deemed interest increased by 4,330,000 due to purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 65.29% of the Company. |
| 13/11/09 [12/11/09] |
Ang Kok Leong [DIR] | S | 4,330 | - | 195,599 | 65.29 | Note
Remarks
The change in percentage level was due to purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. The percentage before the change is calculated based on the Company's issued shares of 299,589,002(excluding treasury shares) on 31 March 2009 whilst the percentage after the change is calculated based on the Company's issued shares of 299,604,002(excluding treasury shares) as at 13 November 2009. The number of shares in direct interest remained the same. The number of shares in deemed interest increased by 4,330,000 due to purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 65.29% of the Company. |
| 13/11/09 [12/11/09] |
Ang Kok Tian [DIR] | S | 6,866 | - | 195,599 | 65.29 | Note
Remarks
The change in percentage level was due to (a) purchase of 2,536,000 shares by Mr Ang Sin Liu through open market during the period 13 October 2008 to 10 March 2009 and (b) purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. The percentage before the change is calculated based on the Company's issued shares of 301,383,002(excluding treasury shares) on 9 October 2008 whilst the percentage after the change is calculated based on the Company's issued shares of 299,604,002(excluding treasury shares) as at 13 November 2009. The number of shares in direct interest remained the same. The number of shares in deemed interest increased by 6,866,000 due to (a) purchase of 2,536,000 shares by Mr Ang Sin Liu through open market during the period 13 October 2008 to 10 March 2009 and (b) purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 65.29% of the Company. |
| 13/11/09 [12/11/09] |
Ang Sin Liu [SSH] | S | 4,330 | - | 195,599 | 65.29 | Note
Remarks
The change in percentage level was due to purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. The percentage before the change is calculated based on the Company's issued shares of 299,589,002(excluding treasury shares) on 25 March 2009 whilst the percentage after the change is calculated based on the Company's issued shares of 299,604,002(excluding treasury shares) as at 13 November 2009. The number of shares in direct interest remained the same. The number of shares in deemed interest increased by 4,330,000 due to purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 65.29% of the Company. |
| 13/11/09 [12/11/09] |
Ang Swee Kuan [SSH] | S | 9,047 | - | 195,599 | 65.29 | Note
Remarks
The change in percentage level was due to (a) purchase of 4,517,000 shares by Mr Ang Sin Liu through open market during the period 10 December 2007 to 10 March 2009; (b) purchase of 100,000 shares by Mr Ang Kok Eng through open market on 7 October 2008; (c) purchase of 100,000 shares by Mr Ang Kok Tian through open market on 8 October 2008; and (d) purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. The percentage before the change is calculated based on the Company's issued shares of 296,900,000(excluding treasury shares) on 25 October 2007 whilst the percentage after the change is calculated based on the Company's issued shares of 299,604,002(excluding treasury shares) as at 13 November 2009. The number of shares in direct interest remained the same. The number of shares in deemed interest increased by 9,047,000 due to (a) purchase of 4,517,000 shares by Mr Ang Sin Liu through open market during the period 10 December 2007 to 10 March 2009; (b) purchase of 100,000 shares by Mr Ang Kok Eng through open market on 7 October 2008; (c) purchase of 100,000 shares by Mr Ang Kok Tian through open market on 8 October 2008; and (d) purchase of 3,000,000 shares by Mr Ang Ah Nui and 1,330,000 shares by Mr Ang Sin Liu through married deals under nominee's name on 12 November 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 65.29% of the Company. |
| 25/08/09 [21/08/09] |
Db Valoren S.A.R.L [SSH] | S | (765) | - | 14,682 | 4.90 | Note
Remarks
Disposal for investment purposes |
| 25/08/09 [21/08/09] |
Deutsche Asia Pacific Holdings Pte Ltd [SSH] | S | (765) | - | 14,682 | 4.90 | Note
Remarks
Disposal for investment purposes |
| 25/08/09 [21/08/09] |
Deutsche Asset Management (Asia) Limited [SSH] | S | (765) | - | 14,682 | 4.90 | Note
Remarks
Disposal for investment purposes |
| 25/08/09 [21/08/09] |
Deutsche Bank Ag [SSH] | S | (884) | - | 14,838 | 4.95 | Note
Remarks
Disposal for investment purposes |
| 20/06/09 [16/06/09] |
Db Valoren S.A.R.L [SSH] | S | 324 | 0.827 | 15,157 | 5.06 | Note
Remarks
Acquisition for investment purpose |
| 20/06/09 [16/06/09] |
Deutsche Asia Pacific Holdings Pte Ltd [SSH] | S | 324 | 0.827 | 15,157 | 5.06 | Note
Remarks
Acquisition for investment purpose |
| 20/06/09 [16/06/09] |
Deutsche Asset Management (Asia) Limited [SSH] | S | 324 | 0.827 | 15,157 | 5.06 | Note
Remarks
Acquisition for investment purpose |
| 09/06/09 [19/05/09] |
Deutsche Bank Ag [SSH] | S | 391 | 0.828 | 15,079 | 5.03 | Note
Remarks
Acquisition for investment purpose |
| 09/06/09 [18/05/09] |
Deutsche Bank Ag [SSH] | S | (342) | - | 14,688 | 4.90 | Note
Remarks
Disposal for investment purpose |
| 09/06/09 [12/05/09] |
Deutsche Bank Ag [SSH] | S | 1,575 | 0.911 | 16,369 | 5.46 | Note
Remarks
Acquisition for investment purpose |
| 31/03/09 [30/03/09] |
Ang Kok Eng [DIR] | S | 2,636 | - | 191,269 | 63.84 | Note
Remarks
Transfer of 5,000,000 shares from the registered holder's nominee account to direct account. The percentage before the change is calculated based on the Company's issued shares of 301,383,002 on 9 October 2008 whilst the percentage after the change is calculated based on the Company's issued shares of 299,589,002(excluding treasury shares) as at 31 March 2009. The number of shares in direct interest increased by 5,000,000 was due to transfer of 5,000,000 shares from Mr Ang Kok Eng's nominee account to direct account. The number of shares in deemed interest decreased by 2,364,000 was due to (a) transfer of 5,000,000 shares from Mr Ang Kok Eng's nominee account to direct account offset by (b) purchase of 2,536,000 shares by Mr Ang Sin Liu and 100,000 shares by Mr Ang Kok Tian during the period 9 October 2008 to 31 March 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 63.84% of the Company. |
| 31/03/09 [30/03/09] |
Ang Kok Leong [DIR] | S | 3,173 | - | 191,269 | 63.84 | Note
Remarks
Transfer of 5,000,000 shares from the registered holder's nominee account to direct account. The percentage before the change is calculated based on the Company's issued shares of 301,383,002 on 8 September 2008 whilst the percentage after the change is calculated based on the Company's issued shares of 299,589,002(excluding treasury shares) as at 31 March 2009. The number of shares in direct interest increased by 5,000,000 was due to transfer of 5,000,000 shares from Mr Ang Kok Leong's nominee account to direct account. The number of shares in deemed interest decreased by 1,827,000 was due to (a) transfer of 5,000,000 shares from Mr Ang Kok Leong's nominee account to direct account offset by (b) purchase of 2,973,000 shares by Mr Ang Sin Liu, 100,000 shares by Mr Ang Kok Tian and 100,000 shares by Mr Ang Kok Eng during the period 8 September 2008 to 31 March 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 63.84% of the Company. |
| 10/03/09 [09/03/09] |
Ang Sin Liu [SSH] | S | 441 | - | 191,269 | 63.84 | Note
Remarks
Open market purchase of 441,000 shares under nominee's name by the substantial shareholder. The percentage before and after the change is calculated based on the Company's issued shares of 299,589,002 (excluding treasury shares) as at 14 January 2009 and 10 March 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 63.84% of the Company. |
| 14/01/09 [13/01/09] |
Ang Sin Liu [SSH] | S | 755 | - | 190,828 | 63.70 | Note
Remarks
Open market purchase of 755,000 shares by the substantial shareholder. The percentage before and after the change is calculated based on the Company's issued shares of 299,589,002 (excluding treasury shares) as at 5 December 2008 and 14 January 2009. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own 63.70% of the Company. |
| 05/12/08 [04/12/08] |
Ang Sin Liu [SSH] | S | 60 | - | 190,073 | 63.44 | Note
Remarks
Open Market Purchase The change in the percentage is the result of a transaction. |
| 02/12/08 [01/12/08] |
Ang Sin Liu [SSH] | S | 202 | - | 190,013 | 63.42 | Note
Remarks
Open Market Purchase The change in the percentage is the result of a series of transactions. |
| 30/11/08 [26/11/08] |
Ang Sin Liu [SSH] | S | 416 | - | 189,811 | 63.36 | Note
Remarks
Open Market Purchase The change in the percentage is the result of a series of transactions. |
| 23/10/08 [23/10/08] |
ASL Marine [COY] | S | 400 | 0.480 | NA | NA | -
Remarks
|
| 22/10/08 [22/10/08] |
ASL Marine [COY] | S | 250 | 0.486-0.490 | NA | NA | -
Remarks
|
| 21/10/08 [21/10/08] |
ASL Marine [COY] | S | 200 | 0.500-0.505 | NA | NA | -
Remarks
|
| 17/10/08 [17/10/08] |
ASL Marine [COY] | S | 250 | 0.500-0.530 | NA | NA | -
Remarks
|
| 16/10/08 [16/10/08] |
ASL Marine [COY] | S | 584 | 0.530-0.550 | NA | NA | -
Remarks
|
| 16/10/08 [13/10/08] |
Ang Sin Liu [SSH] | S | 862 | - | 189,395 | 62.84 | Note
Remarks
Open market purchase of 662,000 shares under nominee's name by the substantial shareholder. |
| 15/10/08 [15/10/08] |
ASL Marine [COY] | S | 110 | 0.585-0.605 | NA | NA | -
Remarks
|
| 09/10/08 [08/10/08] |
Ang Kok Tian [DIR] | S | 2,181 | 0.650-0.690 | 188,733 | 62.62 | Note
Remarks
The number of shares held by the registered shareholder increased by 100,000 arising from purchase of shares in the Open Market. The amount of consideration per share paid ranges from $0.65 to $0.69, the average share price derived thereof was $0.6745. |
| 09/10/08 [07/10/08] |
Ang Kok Eng [DIR] | S | 2,081 | 0.680-0.760 | 188,633 | 62.59 | Note
Remarks
The number of shares held by the registered shareholder increased by 100,000 arising from purchase of shares in the Open Market. The amount of consideration per share paid ranges from $0.68 to $0.76, the average share price derived thereof was $0.7348. |
| 07/10/08 [07/10/08] |
Ang Sin Liu [SSH] | S | 437 | - | 188,533 | 62.56 | Note
Remarks
The number of shares held by the registered shareholder increased by 437,000 arising from purchase of shares in the Open Market. |
| 08/09/08 [05/09/08] |
Ang Kok Leong [DIR] | S | 1,544 | - | 188,096 | 62.41 | Note
Remarks
The aggregate number of shares held by the substantial shareholders remain the same except for the transfer of 5,000,000 shares from Ang Kok Leong's direct account to nominee account. |
| 15/08/08 [15/08/08] |
Andre Yeap Poh Leong [DIR] | S | 250 | 0.550 | 250 | 0.08 | Note
Remarks
Exercise of Share Options/Convertibles |
| 15/08/08 [15/08/08] |
Damian Hong Chin Fock [DIR] | S | 250 | 0.550 | 250 | 0.08 | Note
Remarks
Exercise of Share Options/Convertibles |
| 11/02/08 [06/02/08] |
Ang Sin Liu [SSH] | S | 456 | - | 188,096 | 63.30 | Note
Remarks
The number of shares held by the registered shareholder increased by 456,000 arising from purchase of shares in the Open Market. Increase in the number of issued shares in the capital of the Company from 297,078,500 to 297,130,750 arising from the conversion of warrants. |
| 11/12/07 [10/12/07] |
Ang Sin Liu [SSH] | S | 1,088 | - | 187,640 | 63.16 | Note
Remarks
Increase in the number of issued shares in the capital of the Company from 296,900,000 to 297,078,500 arising from the conversion of warrants and the exercise of employee share options. The number of shares held by the registered shareholder increased by 1,088,000 arising from purchase of shares in the Open Market. |
| 25/10/07 [25/10/07] |
Ang Ah Nui [DIR] | S | 37,000 | 0.530 | 186,552 | 62.83 | Note
Remarks
Increase in the number of issued shares in the capital of the Company from 257,409,000 to 296,900,000 arising from the conversion of warrants and the exercise of employee share options. The number of shares held by the registered shareholder increased by 7,920,000 from the conversion of warrants . |
| 25/10/07 [25/10/07] |
Ang Kok Eng [DIR] | S | 37,000 | 0.530 | 186,552 | 62.83 | Note
Remarks
Increase in the number of issued shares in the capital of the Company from 257,409,000 to 296,900,000 arising from the conversion of warrants and the exercise of employee share options. The number of shares held by the registered shareholder increased by 6,930,000 from the conversion of warrants . |
| 25/10/07 [25/10/07] |
Ang Kok Leong [DIR] | S | 37,000 | 0.530 | 186,552 | 62.83 | Note
Remarks
Increase in the number of issued shares in the capital of the Company from 257,409,000 to 296,900,000 arising from the conversion of warrants and the exercise of employee share options. The number of shares held by the registered shareholder increased by 6,930,000 from the conversion of warrants . |
| 25/10/07 [25/10/07] |
Ang Kok Tian [DIR] | S | 37,000 | 0.530 | 186,552 | 62.83 | Note
Remarks
Increase in the number of issued shares in the capital of the Company from 257,409,000 to 296,900,000 arising from the conversion of warrants and the exercise of employee share options. The number of shares held by the registered shareholder increased by 8,190,000 from the conversion of warrants . |
| 25/10/07 [25/10/07] |
Ang Sin Liu [SSH] | S | 37,000 | 0.530 | 186,552 | 62.83 | Note
Remarks
Increase in the number of issued shares in the capital of the Company from 257,409,000 to 296,900,000 arising from the conversion of warrants and the exercise of employee share options. The number of shares held by the registered shareholder increased by 4,440,000 from the conversion of warrants. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own about 62.83% of the Company. |
| 25/10/07 [25/10/07] |
Ang Swee Kuan [SSH] | S | 37,000 | 0.530 | 186,552 | 62.83 | Note
Remarks
Increase in the number of issued shares in the capital of the Company from 257,409,000 to 296,900,000 arising from the conversion of warrants and the exercise of employee share options. The number of shares held by the registered shareholder increased by 2,590,000 from the conversion of warrants. Mr Ang Kok Tian, Mr Ang Ah Nui, Mr Ang Kok Eng, Mr Ang Kok Leong, Mr Ang Sin Liu and Ms Ang Swee Kuan together in aggregate own about 62.83% of the Company. |
| 14/09/06 [14/09/06] |
Low Tuck Kwong [SSH] | S | (10,000) | - | 10,311 | 4.13 | Note
Remarks
Open market sale of 10,000,000 shares by Oriental Minerals Corporation held by nominee, United Overseas Bank Nominees Pte Ltd. By virtue of S7(4) of the Companies Act (Cap 50), Mr Low Tuck Kwong is deemed to have an interest in the shares of the Company which are held by Oriental Minerals Corporation. |
| 14/09/06 [14/09/06] |
Oriental Minerals Corporation [SSH] | S | (10,000) | - | 10,080 | 4.03 | Note
Remarks
Open market sale of 10,000,000 shares held by nominee, United Overseas Bank Nominees Pte Ltd. |
| 24/03/06 [20/03/06] |
Prudential Asset Management (S) Ltd [SSH] | S | (110) | - | 12,454 | 5.00 | -
Remarks
|
| 28/02/06 [27/02/06] |
Prudential Asset Management (S) Ltd [SSH] | S | 364 | 0.696 | 12,564 | 5.05 | -
Remarks
|
| 01/09/05 [01/09/05] |
Hwang Soo Chin [DIR] | S | 100 | 0.550 | 100 | 0.05 | Note
Remarks
Under the ASL Employee Share Option Scheme (the "Scheme") that was approved and adopted by the shareholders of the Company at the Extraordinary General Meeting held on 23 January 2003, 250,000 options were granted to Mr Hwang Soo Chin on 18 December 2003, of which 100,000 options are exercisable on or after 18 December 2004, 75,000 on or after 18 December 2005 and 75,000 on or after 18 December 2006. |
| 01/03/05 [28/02/05] |
Ang Ah Nui [DIR] | S | 565 | 0.534 | 149,552 | 68.58 | -
Remarks
|
| 24/02/05 [23/02/05] |
Ang Kok Tian [DIR] | S | 377 | 0.533 | 148,987 | 68.32 | -
Remarks
|
| 23/02/05 [22/02/05] |
Ang Ah Nui [DIR] | S | 610 | 0.530 | 148,610 | 68.14 | -
Remarks
|
| 29/10/04 [29/10/04] |
Low Tuck Kwong [SSH] | S | 20,080 | 0.500 | 20,311 | 9.31 | Note
Remarks
Issuance and allotment of 20,080,000 new ordinary shares to Oriental Minerals Corporation pursuant to the sale and purchase agreement signed and announced on 26/05/04 |
| 29/06/04 [29/06/04] |
Oriental Minerals Corporation [SSH] | S | 20,080 | - | 20,080 | 9.21 | Note
Remarks
Issuance and allotment of 20,080,000 new ordinary shares pursuant to the sale and purchase agreement signed and announced on 26/05/04 |
| 05/04/04 [02/04/04] |
Ang Ah Nui [DIR] | W | 7,920 | 0.025 | 37,000 | 18.69 | Note
Remarks
Acceptance of warrants pursuant to rights issue of warrants closed on 25 March 2004 |
| 05/04/04 [02/04/04] |
Ang Kok Eng [DIR] | W | 6,930 | 0.025 | 37,000 | 18.69 | Note
Remarks
Acceptance of warrants pursuant to rights issue of warrants closed on 25 March 2004 |
| 05/04/04 [02/04/04] |
Ang Kok Leong [DIR] | W | 6,930 | 0.025 | 37,000 | 18.69 | Note
Remarks
Acceptance of warrants pursuant to rights issue of warrants closed on 25 March 2004 |
| 05/04/04 [02/04/04] |
Ang Kok Tian [DIR] | W | 8,190 | 0.025 | 37,000 | 18.69 | Note
Remarks
Acceptance of warrants pursuant to rights issue of warrants closed on 25 March 2004 |
| * | DIR - Director (include Directors of related companies) SSH - Substantial Shareholder COY - Company Share Buyback |
| ** | S - Shares W - Warrants U - Units R - Rights |
| *** | Direct & Deemed Interests |
Notes